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Non-collateralized Nature of Structured Products

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Underlying
Issuer
Listing Date
(Y-M-D)
Code Issuer Type Underlying Call Level
($)
Strike
($)
Maturity
(Y-M-D)
Conversion Ratio
2020-07-14 52720 BP Bear HANG SENG INDEX (HSI) 28,900 29,000 2020-10-29 10,000
2020-07-14 52688 BP Bear HANG SENG INDEX (HSI) 28,800 28,900 2020-10-29 10,000
2020-07-14 52684 BP Bear HANG SENG INDEX (HSI) 28,700 28,800 2020-10-29 10,000
2020-07-14 52664 BP Bear HANG SENG INDEX (HSI) 28,600 28,700 2020-10-29 10,000
2020-07-14 52661 BP Bear HANG SENG INDEX (HSI) 28,500 28,600 2020-10-29 10,000
2020-07-14 51963 BP Bear HANG SENG INDEX (HSI) 26,700 26,800 2020-12-30 10,000
2020-07-14 51951 BP Bear HANG SENG INDEX (HSI) 26,600 26,700 2020-12-30 10,000
2020-07-14 51893 BP Bear HANG SENG INDEX (HSI) 26,500 26,600 2020-12-30 10,000
2020-07-14 52655 BP Bear HANG SENG INDEX (HSI) 26,300 26,400 2020-10-29 10,000
2020-07-14 52613 BP Bear HANG SENG INDEX (HSI) 26,200 26,300 2020-10-29 10,000
2020-07-14 52609 BP Bear HANG SENG INDEX (HSI) 26,100 26,200 2020-10-29 10,000
2020-07-14 52603 BP Bear HANG SENG INDEX (HSI) 26,000 26,100 2020-10-29 10,000
2020-07-14 52601 BP Bull HANG SENG INDEX (HSI) 25,950 25,850 2022-10-28 10,000
2020-07-14 51971 BP Bear TENCENT (0700) 530 533 2021-12-30 500
2020-07-14 52122 BP Bear Alibaba Group Holding Ltd (9988) 280 283 2021-04-29 100
2020-07-14 52112 BP Bear Alibaba Group Holding Ltd (9988) 240 243 2021-04-29 100
2020-07-14 52071 BP Bear Alibaba Group Holding Ltd (9988) 235 238 2021-04-29 100
2020-07-14 52048 BP Bear Alibaba Group Holding Ltd (9988) 230 233 2021-04-29 100
2020-07-14 52174 BP Bear PING AN (2318) 90 90.6 2021-04-29 100
2020-07-14 52131 BP Bull PING AN (2318) 85 84.4 2021-06-29 100
2020-07-14 52185 BP Bear Xiaomi (1810) 19 19.3 2021-11-29 10
2020-07-14 52183 BP Bear Xiaomi (1810) 18 18.3 2021-11-29 10
2020-07-15 54250 BP Bear HANG SENG INDEX (HSI) 26,150 26,250 2020-10-29 10,000
2020-07-15 54244 BP Bull HANG SENG INDEX (HSI) 26,100 26,000 2022-10-28 10,000
2020-07-15 54172 BP Bull HANG SENG INDEX (HSI) 26,000 25,900 2022-10-28 10,000
2020-07-15 54152 BP Bear TENCENT (0700) 620 623 2021-11-29 500
2020-07-15 54146 BP Bear TENCENT (0700) 590 593 2021-12-30 500
2020-07-15 54440 BP Bull TENCENT (0700) 540 537 2021-12-30 500
2020-07-15 54439 BP Bull TENCENT (0700) 530 527 2021-11-29 500
2020-07-15 54438 BP Bull HKEX (0388) 355 353 2021-09-29 100
2020-07-15 54430 BP Bull HKEX (0388) 350 348 2021-09-29 100
2020-07-15 54163 BP Bear Alibaba Group Holding Ltd (9988) 290 293 2021-04-29 100
2020-07-15 54162 BP Bear Alibaba Group Holding Ltd (9988) 280 283 2021-04-29 100
2020-07-15 54161 BP Bear Alibaba Group Holding Ltd (9988) 265 268 2021-04-29 100
2020-07-15 54158 BP Bear Alibaba Group Holding Ltd (9988) 255 258 2021-04-29 100
2020-07-15 54156 BP Bear Alibaba Group Holding Ltd (9988) 245 248 2021-04-29 100
2020-07-15 54127 BP Bear MEITUAN-W (3690) 240 242.5 2021-11-29 100
2020-07-15 54429 BP Bull Alibaba Group Holding Ltd (9988) 235 232 2020-12-30 100
2020-07-15 54428 BP Bull Alibaba Group Holding Ltd (9988) 230 227 2020-12-30 100
2020-07-15 54124 BP Bear MEITUAN-W (3690) 215 217.5 2021-11-29 100
2020-07-15 54426 BP Bull MEITUAN-W (3690) 195 192.5 2021-06-29 100
2020-07-15 54121 BP Bear MEITUAN-W (3690) 195 197.5 2021-11-29 100
2020-07-15 54184 BP Bear Xiaomi (1810) 20 20.3 2021-11-29 10
2020-07-15 54177 BP Bear Xiaomi (1810) 17.5 17.8 2021-11-29 10
2020-07-15 54425 BP Bull Xiaomi (1810) 16 15.7 2021-11-29 10
2020-07-15 54176 BP Bear Xiaomi (1810) 16 16.3 2021-11-29 10
2020-07-15 54424 BP Bull Xiaomi (1810) 15.5 15.2 2021-11-29 10
2020-07-15 54423 BP Bull Xiaomi (1810) 15 14.7 2021-11-29 10
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